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Compliance Officer

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Location: Liverpool

Recruiter: Broster Buchanan

Job Hours: Full-time

Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Swi...

Compliance Officer

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Location: Leeds

Salary: £30,000 per year

Recruiter: Age Partnership

Job Hours: Full-time

Package Circa £30,000 and comprehensive benefits package. Hours of work 37.5 hours per week. Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the... Read More

Compliance Officer

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Location: Leeds

Salary: £30,000 per year

Recruiter: 2plan Wealth Management

Job Hours: Full-time

As a Compliance professional, you will play a pivotal role in overseeing and approving all promotional and advertising materials used by 2plan Financial Advisers. This encompasses a broad range of products including Investments, Pensions, Protection, Mortgages, and General Insurance. The benefits: ... Read More

Compliance Officer

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Location: Leeds

Salary: £30,000 per year

Recruiter: 2plan Wealth Management

Job Hours: Full-time

As a Compliance professional, you will play a pivotal role in overseeing and approving all promotional and advertising materials used by 2plan Financial Advisers. This encompasses a broad range of products including Investments, Pensions, Protection, Mortgages, and General Insurance. The benefits: ... Read More

Compliance Officer

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Location: Westhoughton

Recruiter: STATESIDE FOODS

Job Hours: Full-time

We have a permanent, full time opportunity for a Compliance Officer. The role will be working Monday to Friday 08.30 – 17.00. Purpose of the Role: The successful candidate will be responsible for supporting and playing an active role within the Compliance Team by assessing various aspects...

Compliance Officer

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Location: Whitefield

Recruiter: The Best Jobs

Job Hours: Full-time

Compliance Officer Salary:up to 50000 p.a. Employment Type:Fulltimepermanent Monday to Friday TheRole: This newly created position offers anexciting opportunity to shape and develop the compliance functionand play a critical role in supporting our ambitious plans totransform the way payment faci...

Compliance Officer

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Location: Wingates

Recruiter: Stateside Foods

Job Hours: Full-time

We have a permanent, full time opportunity for a Compliance Officer.The role will be working Monday to Friday 08.30 – 17.00.Purpose of the Role:The successful candidate will be responsible for supporting and playing an active role within the Compliance Team by assessing various aspects of complian...

Compliance Officer

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Location: Preston

Recruiter: The Growth Company

Job Hours: Full-time

Compliance Officer The Growth Company (GC) is looking to recruit a Compliance Officer who will develop and maintain robust claims and compliance systems and processes (including the oversight and processing of subcontractor invoices, or claims), to enable the efficient and effective delivery o... Read More

Compliance Officer

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Location: United Kingdom

Salary: £45,000 per year

Recruiter: 40fi

Job Hours: Full-time

Reporting to the Chief Executive Officer, the Compliance Officer is responsible for ensuring that 40fi meets its regulatory, governance and International Standards Organisation (ISO) obligations in a robust, timely and methodical fashion and that internal policies and procedures are adhered to and a... Read More

Compliance Officer

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Location: United Kingdom

Salary: £45,000 per year

Recruiter: 40fi

Job Hours: Full-time

Reporting to the Chief Executive Officer, the Compliance Officer is responsible for ensuring that 40fi meets its regulatory, governance and International Standards Organisation (ISO) obligations in a robust, timely and methodical fashion and that internal policies and procedures are adhered to and a... Read More
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