Available Jobs
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Senior Compliance Officer |
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Location: United Kingdom Recruiter: Clayton Davies Job Hours: Full-time |
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| Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and ri... | ||||
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Chief Risk & Compliance Officer |
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Location: United Kingdom Recruiter: Davies Job Hours: Full-time |
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| Our vision Davies is a community of outstanding people. We welcome different perspectives, support each other’s ambitions and grow together. In a fast-changing business environment, we adapt and look ahead. We succeed because we are multi-talented: in the skills of our teams, specialisms, and sec... Read More | ||||
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Compliance Officer |
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Location: Liverpool Recruiter: Broster Buchanan Job Hours: Full-time |
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| Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Swi... | ||||
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Head Of Compliance And MLRO |
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Location: Guildford Recruiter: MPowered Mortgages Job Hours: Full-time |
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| Purpose Responsible for providing and managing a high-quality compliance framework as well as managing a small in-house team. Acting as the firm’s Money Laundering Reporting Officer (MLRO) and holding SMF17. Examples of Key Activities Compliance Oversight Serve as the primary point of c... | ||||
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Prudential Compliance Officer |
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Location: West Midlands Recruiter: Lutine Bell Job Hours: Full-time |
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| Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. You’ll support the firm in ensuring adherence to applicable regulatory requirements. Your will lease with stakeholders, where you’ll have the opportunity to build strong rela... Read More | ||||
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Prudential Compliance Officer |
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Location: West Midlands Recruiter: Lutine Bell Job Hours: Full-time |
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| Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. You’ll support the firm in ensuring adherence to applicable regulatory requirements. Your will lease with stakeholders, where you’ll have the opportunity to build strong rela... Read More | ||||
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Trade Surveillance Manager |
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Location: London Area Recruiter: MW Recruitment Job Hours: Full-time |
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| An international banking institution wish to hire a Trade Floor Supervision Manager (team of 5) for the capital markets group, the First Line of Defense (“1LOD”), is accountable for compliance with laws, and regulatory requirements applicable to their business areas which includes direct account... | ||||
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Regulatory Compliance Associate |
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Location: Leeds Recruiter: Hobson Prior Job Hours: Full-time |
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| Hobson Prior is looking for a Regulatory Compliance Associate. This role involves supporting the team to ensure successful product launches worldwide. The successful candidate will work with various teams within the company as well as alongside external partners to ensure all products are accessible... Read More | ||||
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Compliance Manager |
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Location: City Of Bristol Recruiter: Hovis Job Hours: Full-time |
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| Welcome to Hovis. Our brand is iconic and loved by many. We're all about baking, with over 130 years of experience under our belts. Every day, we're churning out around 1.3 million delicious loaves of bread and bakery products throughout the UK and Ireland. We've got an amazing team of 2,800 people... Read More | ||||
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Head Of Compliance Monitorng |
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Location: Uk Recruiter: MERJE Job Hours: Full-time |
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| MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program ... Read More | ||||
