Legal & Compliance Manager in UK

Location: London Area

Salary: £7.00 per hour

Recruiter: COOPMAN LTD

Job Hours: Full-time

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Coopman Search and Selection are delighted to partner with a growing alternative investment manager with circa £7 billion AUM. This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17).

Key Responsibilities:

Compliance oversight and monitoring activities of the firm
Provide advice to the business on key FCA regulatory requirements
Updating and managing the firm’s compliance policies and procedures
Maintaining employee certifications in accordance with the FCA’s Senior Management Certification Regime
Supporting on agreements such as third-party marketing agreements, research agreements, IMAs, management company contracts etc.
Providing compliance input on a range of projects
Building strong compliance relationships with the business

Experience Required:

Minimum of 2 years of compliance & legal experience within an asset management
Legal qualifications are desirable although not essential.
Experience with AIFMD regulations.
Strong stakeholder management skills

For a confidential discussion or for further information, please get in touch with

As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.”

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About COOPMAN LTD

coopman.ie

Recruitment Agency

We understand that the financial services industry is evolving in response to the ever-changing global business landscape. To meet the current & future needs of the market, we take a different approach to how we do business.

As a Certified B Corporation™, we are recognised as a company that operates for good & meets the highest standards of verified social & environmental performance, public transparency & legal accountability. We value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner.

We operate internationally for front office, risk, compliance & accounting on a permanent & interim basis. We provide tailored solutions for market disruptors right through to established institutions across all sectors of financial services including asset management, investment management, banking, insurance, insurtech, fintech & aircraft leasing.

We work with professionals at the qualified, mid to senior & executive level, with a focus on bringing individuals & clients together through a consultative approach.

Partner with a recruitment firm that is different. Connect with us to find out more.

• 1st recruitment firm & 7th overall firm headquartered in Ireland to become a Certified B Corporation™
• Great Place to Work Certified
• Winner of the Emerging New Business category at the SFA National Small Business Awards 2022
• Winner of the Small Business Marketing category at the All-Ireland Marketing Awards 2021
• Charity partner of Irish Youth Foundation & Shelter UK
• Sustainable partner of One Tree Planted
• Creators/hosts of the financial services podcast "Conversations With Coopman"
• Partner of Priory GRC Consulting for PCF training
• Partner of X-Consulting & Icon Accounting for interim management services
• Corporate Sponsor of the EuroHedge Awards 2022
• Corporate Sponsor of the FS Dublin Awards 2022 & 2023