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Location:
Royal Tunbridge Wells
Salary:
Hidden
Recruiter:
Meraki Talent
Job Hours:
Full-time
Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.
There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.
This role will report directly to the head of compliance
Key Responsibilities include.
- the head of compliance with implementation of compliance and regulatory rules
- the firm meets all regulatory requirements and or conduct risks
- reporting that is clear and conclusive of assurance activities
- regulatory changes and ad hoc compliance changes
- receipts of the FCA notice and good practice guidance
- in the preparation of regulatory submission
- maintain and update technical regulatory knowledge#
The ideal candidate will have.
- experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
- experience in compliance and risk management
- and control procedures
- written and verbal communication skills
- experience to mentor and manager junior members of staff
Please be advised there is no sponsorship available for this role.
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.
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About Meraki Talent
Recruitment reimagined: delivering bespoke recruitment solutions for clients in Financial Services, Information Technology, Accountancy & Finance and Global Professional Services.
Meraki Talent is a recruitment and selection business founded in 2015 which focused on serving the hiring needs of employers in the Financial Services, Professional Services and Industry & Commerce sectors in the UK and Internationally.
We work on behalf of Global Banks, Asset Managers, Life Companies, Wrap Platforms, Securities Services firms, Wealth Managers, we also work with clients in the Industry & Commerce and Professional Services Sectors. We can provide you with talent or opportunities in Risk & Compliance, Investment Management, Asset & Fund Services, Technology & Change, Marketing & Distribution and Accountancy & Finance.
W: www.merakitalent.com
FB: @merakitalentltd
I: @meraki_talentltd
T: +44 (0)131 297 2700
T: +44 (0)141 648 9415
T: +44 (0)207 101 5360
Meraki Talent is a recruitment and selection business founded in 2015 which focused on serving the hiring needs of employers in the Financial Services, Professional Services and Industry & Commerce sectors in the UK and Internationally.
We work on behalf of Global Banks, Asset Managers, Life Companies, Wrap Platforms, Securities Services firms, Wealth Managers, we also work with clients in the Industry & Commerce and Professional Services Sectors. We can provide you with talent or opportunities in Risk & Compliance, Investment Management, Asset & Fund Services, Technology & Change, Marketing & Distribution and Accountancy & Finance.
W: www.merakitalent.com
FB: @merakitalentltd
I: @meraki_talentltd
T: +44 (0)131 297 2700
T: +44 (0)141 648 9415
T: +44 (0)207 101 5360
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